Unclaimed
Rakesh Kumar Saluja is a financial professional with over 27 years of experience in the industry. Rakesh has held various roles at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, The Equitable Life Assurance Society of the United States, EQ Financial Consultants, Inc., Morgan Stanley DW Inc., Worldco, L.L.C., Metropolitan Life Insurance Company, MetLife Securities Inc., Chase Investment Services Corp., and J.P. MORGAN SECURITIES LLC. Rakesh currently holds a Series 7, Series 31, Series 55, and Series 63 license and is currently registered with J.p. Morgan Securities Llc in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/24/2021 - Present
J.p. Morgan Securities LLC (LONG ISLAND CITY NY)
NY
10/01/2012 - 03/03/2014
J.P. MORGAN SECURITIES LLC (ASTORIA NY)
NY
10/29/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ASTORIA NY)
NY
04/07/2003 - 07/29/2009
METLIFE SECURITIES INC. (GARDEN CITY NY)
NY
04/07/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LAKE SUCCESS NY)
NY
05/16/2002 - 12/18/2002
WORLDCO, L.L.C. (NEW YORK NY)
NY
12/09/1998 - 12/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/27/1996 - 11/06/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
08/27/1996 - 11/06/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
05/20/1993 - 09/09/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/09/1991 - 05/07/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/30/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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