Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rakesh? Claim Your ProfileRakesh Chopra is an investment advisor representative with Charles Schwab & CO., Inc. Rakesh has been in the industry since December 1996. Rakesh has held previous positions with TD AMERITRADE, INC., CETERA INVESTMENT SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, COUNTRY CAPITAL MANAGEMENT COMPANY, J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., NYLIFE SECURITIES LLC, H&R BLOCK FINANCIAL ADVISORS, INC., EDWARD JONES, PIPER JAFFRAY & CO., TD WATERHOUSE INVESTOR SERVICES, INC., KENNEDY, CABOT & CO., FIRST MONTAUK SECURITIES CORP., EQUITABLE VARIABLE LIFE INSURANCE COMPANY, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Rakesh is licensed in Alaska, Arizona, California, Colorado, Florida, Hawaii, Idaho, Massachusetts, Montana, Ohio, Oregon, Pennsylvania, South Dakota, Texas, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
WA
01/25/2022 - Present
Charles Schwab & CO., Inc. (Seattle WA)
WA
05/04/2018 - 07/29/2024
TD AMERITRADE, INC. (Seattle WA)
WA
10/04/2016 - 04/13/2018
CETERA INVESTMENT SERVICES LLC (FEDERAL WAY WA)
WA
08/12/2014 - 10/18/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
07/25/2013 - 08/06/2014
COUNTRY CAPITAL MANAGEMENT COMPANY (TACOMA WA)
WA
10/01/2012 - 07/24/2013
J.P. MORGAN SECURITIES LLC (TACOMA WA)
WA
03/16/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (TACOMA WA)
WA
12/22/2008 - 03/18/2011
NYLIFE SECURITIES LLC (TACOMA WA)
WA
07/17/2006 - 05/22/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (TACOMA WA)
WA
08/12/2005 - 07/14/2006
EDWARD JONES (GRAHAM WA)
MN
11/15/2004 - 07/21/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NE
11/07/1997 - 11/10/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
09/05/1997 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NJ
05/24/1996 - 10/30/1996
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
03/09/1995 - 02/21/1996
EQUITABLE VARIABLE LIFE INSURANCE COMPANY (NEW YORK NY)
NY
02/21/1995 - 02/21/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/21/1995 - 02/21/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 08/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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