Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rakesh? Claim Your ProfileRakesh B Patel is a financial advisor with over 20 years of experience in the industry. Rakesh currently works at Raymond James & Associates, Inc. and has been there for 1 year. Before that Rakesh was an advisor at Credit Suisse Securities (USA) LLC for 1 year, Needham & Company, LLC for 4 years and CLSA Americas, LLC for 1 year. Rakesh holds a Series 7, Series 63 and Series 87 license. Rakesh also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/24/2022 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
05/07/2021 - 04/05/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/06/2017 - 04/23/2021
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
08/22/2016 - 03/06/2017
CLSA AMERICAS, LLC (NEW YORK NY)
NY
03/21/2013 - 07/26/2016
STEPHENS (NEW YORK NY)
NY
07/03/2007 - 03/21/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/16/2003 - 06/07/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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