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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raju? Claim Your ProfileRaju T Punnoose is an investment advisor representative with Osaic Institutions, Inc. based in Meriden, CT. Raju Punnoose has been in the industry since 1999 and has held prior roles at J.P. Morgan Securities LLC, Chase Investment Services Corp., Citigroup Global Markets Inc., Citicorp Investment Services, MetLife Securities Inc. and Metropolitan Life Insurance Company. Raju T Punnoose is currently registered with the state of Connecticut and holds Series 6, 7, 63 and 65 licenses, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
07/14/2021 - Present
Osaic Institutions, Inc. (MERIDEN CT)
NY
10/01/2012 - 02/09/2016
J.P. MORGAN SECURITIES LLC (RICHMOND HILL NY)
NY
12/24/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RICHMOND HILL NY)
NY
05/29/2007 - 01/04/2010
CITIGROUP GLOBAL MARKETS INC. (RICHMOND HILL NY)
NY
10/29/1999 - 05/29/2007
CITICORP INVESTMENT SERVICES (RICHMOND HILL NY)
MA
04/14/1999 - 10/25/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/14/1999 - 10/25/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 02/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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