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Rajka Grossman

Cowen AND Co.

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About Rajka Grossman

Rajka Grossman is a financial advisor with Cowen And Co. in Chicago, IL. She has been in the industry since 1998, is a registered representative of FINRA and is licensed in 11 states. Rajka holds a Series 7, Series 24, Series 63 and SIE license. Rajka previously worked at Cowen & Co. in New York, NY.

Firm Information

Rajka Grossman is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rajka Grossman’s Registration & Firm History

IL

07/01/1998 - Present

Cowen AND Co. (CHICAGO IL)

NY

04/17/1998 - 07/01/1998

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rajka Grossman.
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