Unclaimed
Rajka Grossman is a financial advisor with Cowen And Co. in Chicago, IL. She has been in the industry since 1998, is a registered representative of FINRA and is licensed in 11 states. Rajka holds a Series 7, Series 24, Series 63 and SIE license. Rajka previously worked at Cowen & Co. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/01/1998 - Present
Cowen AND Co. (CHICAGO IL)
NY
04/17/1998 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BC
Issued 06/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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