Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajiv? Claim Your ProfileRajiv Shah is an investment advisor representative with Lazari Capital Management, Inc. Rajiv Shah is also registered with Shellman Investment Management, LLC, Zest, and Innova Advisors. Rajiv Shah has been in the securities industry since 2003. Rajiv Shah has a total of 10 years of experience in the investment advisory industry. Rajiv Shah is licensed to provide investment advice in California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
05/22/2018 - Present
Lazari Capital Management, Inc. (WOODLAND HILLS CA)
FL
12/04/2023 - 03/26/2024
BGV SECURITIES (MIAMI FL)
FL
11/30/2020 - 05/03/2023
PUENTE SERVICIOS FINANCIEROS LLC (MIAMI FL)
FL
02/07/2022 - 11/02/2022
LATIN SECURITIES INC. (MIAMI FL)
FL
03/14/2022 - 09/01/2022
CREDICORP CAPITAL LLC (MIAMI FL)
FL
07/27/2017 - 06/15/2018
NIAGARA INTERNATIONAL CAPITAL LIMITED (Weston FL)
FL
06/02/2017 - 07/26/2017
NEXT FINANCIAL GROUP, INC. (SAINT AUGUSTINE FL)
FL
09/30/2014 - 06/08/2015
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
FL
04/27/2011 - 09/18/2014
KOVACK SECURITIES INC. (FT. LAUDERDALE FL)
FL
05/14/2008 - 08/13/2010
TD AMERITRADE, INC. (FT. LAUDERDALE FL)
FL
02/17/2005 - 05/09/2008
WADDELL & REED, INC. (JACKSONVILLE FL)
MA
02/25/2004 - 01/14/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/25/2004 - 01/14/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
12/16/2002 - 01/26/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
06/18/2001 - 10/25/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MI
06/16/2000 - 06/13/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 08/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/13/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/14/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/01/2011
Series 4 - Registered Options Principal Examination
BC
Issued 06/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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