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Rajiv Gupta

TWO Sigma Securities, LLC

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About Rajiv Gupta

Rajiv Gupta is a registered representative with Two Sigma Securities, LLC in Chicago, Illinois. Rajiv has over a decade of experience in the financial services industry. Rajiv is a Series 24 (General Securities Principal), Series 57TO (Securities Trader), Series 44 (PCX Market Maker) and Series 7 (General Securities Representative) licensed professional. Rajiv was previously registered with Optiver US, LLC.

Firm Information

Rajiv Gupta is currently registered with TWO Sigma Securities, LLC. TWO Sigma Securities, LLC is a Limited Liability Company formed on October 3, 2008. The firm is registered in Connecticut and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rajiv Gupta’s Registration & Firm History

IL

06/20/2024 - Present

TWO Sigma Securities, LLC (Chicago IL)

IL

07/08/2013 - 09/22/2020

OPTIVER US LLC (CHICAGO IL)

IL

03/18/2008 - 01/06/2012

OPTIVER US, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/06/2010

Series 24 - General Securities Principal Examination

BC

Issued 06/20/2024

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2008

Series 44 - PCX Market Maker Exam

BC

Issued 03/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rajiv Gupta.
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