Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajesh? Claim Your ProfileRajesh Roodal Singh is a financial advisor with Charles Schwab & CO., Inc. in Lone Tree, CO. Rajesh has been in the industry since 2003. Rajesh is licensed to offer securities and investment advisory services in 53 states and Puerto Rico. Rajesh has passed the Series 63, Series 66, Series 7, Series 31 and SIE exams. Rajesh's previous experience includes working for TD AMERITRADE, INC., AXA DISTRIBUTORS, LLC, NYLIFE DISTRIBUTORS LLC, DREYFUS SERVICE CORPORATION, LAZARD FRERES & CO. LLC, ALLIANCE FUND DISTRIBUTORS, INC., TD WATERHOUSE INVESTOR SERVICES, INC. and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
01/26/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TX
06/13/2014 - 05/19/2024
TD AMERITRADE, INC. (Westlake TX)
NJ
04/10/2014 - 04/25/2014
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
NJ
10/02/2006 - 08/01/2012
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NY
03/03/2004 - 08/24/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
10/09/2003 - 02/10/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
TN
11/14/2000 - 07/23/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NE
07/19/2000 - 09/20/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/27/1999 - 06/02/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/31/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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