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Rajesh Kumar Gupta

Seacrest Investment Management, LLC

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About Rajesh Kumar Gupta

Rajesh Kumar Gupta is a financial advisor with over 20 years of experience in the industry. Rajesh is currently registered with Seacrest Investment Management, LLC and has previously held positions with firms such as PURSHE KAPLAN STERLING INVESTMENTS, MORGAN STANLEY DISTRIBUTION, INC., MORGAN STANLEY & CO., INCORPORATED and MORGAN STANLEY DW INC. Rajesh holds the Series 63, Series 65, Series 7 and SIE licenses. Rajesh is a partner emeritus at Seacrest Investment Management, LLC and Seacrest Wealth Management, LLC. Rajesh is also a board member of the Independent Board of Directors for American Century Kansas City Funds.

Firm Information

Rajesh Gupta is currently registered with Seacrest Investment Management, LLC. Seacrest Investment Management, LLC is an investment advisor located in PURCHASE, NY with approximately $104,837,788 in regulatory assets under management. The firm provides investment advisory services to individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. The firm also provides portfolio management for businesses.
Seacrest Investment Management, LLC

3000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2524

$104.84M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rajesh Gupta’s Registration & Firm History

NY

11/18/2016 - Present

Seacrest Investment Management, LLC (PURCHASE NY)

NY

07/14/2008 - 02/28/2019

PURSHE KAPLAN STERLING INVESTMENTS (PURCHASE NY)

NY

10/13/2005 - 02/13/2006

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

09/07/2001 - 02/09/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

12/03/1990 - 07/31/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 05/27/2009

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/02/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rajesh Kumar Gupta.
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