Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajesh? Claim Your ProfileRajesh Kohli is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Rajesh has been in the industry since 1999, and has a wide range of experience in the financial services industry. Rajesh holds a number of licenses and certifications, including the Series 7, Series 9, Series 10, and Series 66 licenses. Rajesh is registered with the state of New York and is also licensed to sell securities in several other states. Rajesh has been with Merrill Lynch since 2007 and has been with Ladenburg, Thalmann & Co., Inc. in the past. Rajesh has a focus on helping individuals and businesses reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/22/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/14/1997 - 04/07/2004
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
11/26/1996 - 05/06/1997
HAMERSHLAG, KEMPNER & CO., L.P. (NEW YORK NY)
BOTH
Issued 10/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rajesh Kohli is the right advisor for you? Invested Better is here to help.
