Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajesh? Claim Your ProfileRajesh Gulrajani is a financial advisor with over 15 years of experience in the industry. Rajesh is currently registered with Wells Fargo Clearing Services, LLC and is also registered as an Investment Advisor Representative in California. Rajesh previously worked with Stifel, Nicolaus & Company, Incorporated, Morgan Stanley, Scottrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial Corporation, Banc of America Investment Services, Inc., PrimeVest Financial Services, Inc., DFC Investor Services, WM Financial Services, Inc., Citicorp Investment Services, and Banc of America Investment Services, Inc. Rajesh holds the Series 7, Series 9, Series 10, and Series 66 licenses. Rajesh provides financial planning, investment consulting, and portfolio management services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/15/2020 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
10/22/2020 - 12/24/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)
CA
04/23/2019 - 08/07/2019
MORGAN STANLEY (PALM DESERT CA)
CA
04/14/2015 - 03/08/2018
SCOTTRADE, INC. (VALENCIA CA)
CA
11/05/2011 - 03/31/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
12/15/2009 - 12/31/2010
LPL FINANCIAL CORPORATION (VALENCIA CA)
CA
10/23/2009 - 11/19/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CULVER CITY CA)
CA
05/23/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
11/09/2006 - 05/28/2008
PRIMEVEST FINANCIAL SERVICES, INC. (SANTA MONICA CA)
CA
07/06/2005 - 11/09/2006
DFC INVESTOR SERVICES (WEST LOS ANGELES CA)
CA
04/23/2004 - 06/15/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
09/15/2003 - 02/04/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
02/26/2003 - 10/06/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 02/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/15/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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