Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajesh? Claim Your ProfileRajesh Gulabdas Kapadia is a financial professional with over 28 years of experience in the industry. Kapadia is currently registered with Mufg Securities Americas Inc. and holds Series 7, 10, 24, 63, 79TO and SIE licenses. Previously, Kapadia was registered with J.P. MORGAN SECURITIES LLC and J.P. MORGAN SECURITIES INC. Kapadia is licensed in all 50 states and is dedicated to providing clients with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/11/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/01/2008 - 01/28/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/06/1994 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 11/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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