Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajesh? Claim Your ProfileRajesh Guglani is a financial professional with over 24 years of experience in the financial services industry. Rajesh has a strong background in securities, having held various positions at different firms, including Chase Investment Services Corp, PFIC Securities Corporation, and CitiCorp Investment Services. Rajesh has been with J.P. Morgan Securities LLC since 2012, where Rajesh provides financial advice to a diverse clientele including high-net-worth individuals, corporations, and institutions. Rajesh is registered as a securities representative in several states and holds several industry certifications, including the Series 7, Series 63, Series 65, and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/07/2013 - Present
J.p. Morgan Securities LLC (FRESH MEADOWS NY)
NY
09/20/2001 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (JAMAICA NY)
TN
07/11/2001 - 09/27/2001
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NY
09/29/1998 - 07/27/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 09/22/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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