Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajesh? Claim Your ProfileRajesh Malhotra is a registered investment advisor with MML Investors Services, LLC. Rajesh has been in the financial industry since 2002 and has worked with a number of firms, including Nomura Securities International, Inc., Banc of America Securities LLC, BNP Paribas Securities Corp. and EQ Financial Consultants, Inc. Rajesh holds the Series 3, 7, 24, 55, 63, 66 and SIE licenses. Rajesh is currently registered with the state of Texas and Connecticut as a registered investment advisor. Rajesh is also a consultant for the Institute of Trading and Portfolio Management and an independent insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
02/25/2021 - Present
MML Investors Services, LLC (STAMFORD CT)
NY
04/08/2009 - 11/11/2011
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/21/2002 - 04/09/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/16/2000 - 06/25/2002
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
PA
07/21/1998 - 11/10/1998
BNP SECURITIES (USA), INC. (KING OF PRUSSIA PA)
NY
08/26/1997 - 06/15/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
08/26/1997 - 06/15/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 10/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/23/2001
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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