Unclaimed
Rajesh C Jyotishi is a financial advisor who has been active in the industry since 1992. Rajesh is currently registered with Dempsey Lord Smith, LLC and is licensed to provide investment advisory services in Georgia, Florida, Maryland, New Jersey, Pennsylvania and South Carolina. Rajesh has a broad range of experience in the financial services industry having previously been registered with several other firms. Rajesh is dedicated to helping individuals and families achieve their financial goals and has a particular interest in retirement planning and estate planning for Indian/Americans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
01/07/2015 - Present
Dempsey Lord Smith, LLC (ROME GA)
GA
10/15/2014 - 12/31/2014
KOVACK SECURITIES INC. (NORCROSS GA)
GA
01/04/2010 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (NORCROSS GA)
OH
08/29/2007 - 01/04/2010
SII INVESTMENTS, INC. (PARMA OH)
GA
09/06/2001 - 08/27/2007
FSC SECURITIES CORPORATION (NORCROSS GA)
GA
01/08/2001 - 09/13/2001
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
CT
08/11/1994 - 01/05/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
FL
07/08/1992 - 08/22/1994
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NY
05/18/1992 - 06/30/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 11/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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