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Rajesh C Jyotishi

Dempsey Lord Smith, LLC

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About Rajesh C Jyotishi

Rajesh C Jyotishi is a financial advisor who has been active in the industry since 1992. Rajesh is currently registered with Dempsey Lord Smith, LLC and is licensed to provide investment advisory services in Georgia, Florida, Maryland, New Jersey, Pennsylvania and South Carolina. Rajesh has a broad range of experience in the financial services industry having previously been registered with several other firms. Rajesh is dedicated to helping individuals and families achieve their financial goals and has a particular interest in retirement planning and estate planning for Indian/Americans.

Firm Information

Rajesh Jyotishi is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rajesh Jyotishi’s Registration & Firm History

GA

01/07/2015 - Present

Dempsey Lord Smith, LLC (ROME GA)

GA

10/15/2014 - 12/31/2014

KOVACK SECURITIES INC. (NORCROSS GA)

GA

01/04/2010 - 10/15/2014

RESOURCE HORIZONS GROUP LLC (NORCROSS GA)

OH

08/29/2007 - 01/04/2010

SII INVESTMENTS, INC. (PARMA OH)

GA

09/06/2001 - 08/27/2007

FSC SECURITIES CORPORATION (NORCROSS GA)

GA

01/08/2001 - 09/13/2001

RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)

CT

08/11/1994 - 01/05/2001

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

FL

07/08/1992 - 08/22/1994

FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)

NY

05/18/1992 - 06/30/1992

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/04/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/27/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1998

Series 7 - General Securities Representative Examination

BC

Issued 06/12/1992

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 05/15/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Rajesh C Jyotishi. Review regulatory record here.
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