Unclaimed
Rajesh Bharatia is a securities professional with over 10 years of experience in the industry. Rajesh is currently registered with Mizuho Securities USA LLC in Iselin, New Jersey. Before joining Mizuho Securities USA LLC, Rajesh was registered with Nomura Securities International, Inc. in New York, New York. Rajesh has passed the Series 7, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/09/2018 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NY
08/13/2010 - 03/20/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 08/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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