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Rajesh Bharatia

Mizuho Securities USA LLC

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About Rajesh Bharatia

Rajesh Bharatia is a securities professional with over 10 years of experience in the industry. Rajesh is currently registered with Mizuho Securities USA LLC in Iselin, New Jersey. Before joining Mizuho Securities USA LLC, Rajesh was registered with Nomura Securities International, Inc. in New York, New York. Rajesh has passed the Series 7, Series 63 and SIE exams.

Firm Information

Rajesh Bharatia is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rajesh Bharatia’s Registration & Firm History

NJ

03/09/2018 - Present

Mizuho Securities USA LLC (ISELIN NJ)

NY

08/13/2010 - 03/20/2018

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rajesh Bharatia.
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