Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajeev? Claim Your ProfileRajeev Rathi is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Chicago, Illinois. Rajeev has been in the financial industry since 1995 and holds both Series 7 and 66 licenses as well as the SIE. Rajeev has experience with a variety of clients, including individuals, families, and businesses. Rajeev specializes in providing investment advice, financial planning, and portfolio management. Rajeev is a Registered Representative and Investment Advisor Representative in the following states: Florida, Illinois, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/10/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
05/25/2005 - 10/20/2014
UBS FINANCIAL SERVICES INC. (OAKBROOK TERRACE IL)
NY
03/14/2001 - 04/27/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/31/1995 - 02/15/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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