Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajat? Claim Your ProfileRajat Sharma is a securities professional with over 15 years of experience in the financial services industry. Rajat is currently registered with Mizuho Securities USA LLC and holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. Prior to joining Mizuho Securities USA LLC, Rajat was employed at J.P. MORGAN SECURITIES LLC, MACQUARIE CAPITAL (USA) INC., MONTGOMERY & CO., LLC and LEHMAN BROTHERS INC. Rajat has experience in investment banking and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/16/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/18/2015 - 09/24/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
CA
07/06/2010 - 09/11/2013
MACQUARIE CAPITAL (USA) INC. (LOS ANGELES CA)
NY
07/10/2008 - 05/12/2010
MONTGOMERY & CO., LLC (NEW YORK NY)
NY
01/11/2005 - 06/06/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Rajat Sharma is the right advisor for you? Invested Better is here to help.
