Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajan? Claim Your ProfileRajan Pravesh Desai is a financial advisor registered with Charles Schwab & CO., Inc. based in Indianapolis, IN. Desai has been in the financial services industry since March 1999. Rajan Pravesh Desai has a Series 7, 63, 66, 4, 9, and 10 licenses. Desai previously held registrations with OppenheimerFunds Distributor, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rajan Pravesh Desai offers investment advisory services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
03/01/2016 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
NY
02/23/2005 - 11/22/2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
06/24/2002 - 09/15/2004
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
09/13/1999 - 08/05/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/19/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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