Unclaimed
Rajan Narendra Vora is a financial advisor with Metric Point Capital, LLC. Rajan Vora is also registered in 7 states for securities broker-dealer activity. Rajan Vora has been in the industry since January 2008. Rajan Vora previously worked at UBS Securities LLC, Northern Trust Securities, Inc., and Goldman, Sachs & Co. Rajan Vora holds Series 63, SIE, Series 79, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/05/2017 - Present
Metric Point Capital, LLC (Chicago IL)
IL
09/10/2013 - 05/13/2016
UBS SECURITIES LLC (CHICAGO IL)
IL
01/01/2008 - 08/19/2013
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
03/01/2004 - 07/27/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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