Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rajan? Claim Your ProfileRajan Manhar Vyas has over 20 years of experience in the financial services industry. Rajan is currently registered with Fidelity Brokerage Services LLC. Previously, Rajan has been registered with Brownstone Investment Group, LLC, BONDS.COM, INC., KILEY PARTNERS, INC., ALAMO CAPITAL, CITICORP INVESTMENT SERVICES, BARCLAYS CAPITAL INC., QUEST CAPITAL STRATEGIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, THE DREYFUS SERVICE CORPORATION, PARKER/HUNTER INCORPORATED, PAINEWEBBER INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED and NEW ENGLAND SECURITIES. Rajan is licensed in 53 states. Rajan holds a Series 3, Series 6, Series 7, Series 9 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/05/2015 - Present
Fidelity Brokerage Services LLC (LARKSPUR CA)
CA
06/26/2013 - 12/02/2013
BROWNSTONE INVESTMENT GROUP, LLC (SAN FRANCISCO CA)
NY
11/30/2009 - 04/30/2013
BONDS.COM, INC. (NEW YORK NY)
NV
01/07/2008 - 11/30/2009
KILEY PARTNERS, INC. (HENDERSON NV)
CA
05/21/2007 - 01/08/2008
ALAMO CAPITAL (WALNUT CREEK CA)
CA
12/16/2005 - 09/01/2006
CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)
NY
10/25/2004 - 04/25/2005
BARCLAYS CAPITAL INC. (NEW YORK NY)
CA
02/18/2002 - 10/11/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
04/03/1998 - 03/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/27/1997 - 03/04/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
PA
07/09/1996 - 08/20/1997
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
NJ
01/28/1995 - 07/10/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/03/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
07/26/1993 - 09/02/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 08/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1995
Series 3 - National Commodity Futures Examination
BC
Issued 12/31/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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