Unclaimed
Raja Ramalingam is a financial advisor registered with Cetera Investment Advisers LLC, operating in the state of California. Raja has been active in the financial industry since 2011 and has a strong background in investment advising. Raja specializes in helping individuals, corporations, and institutions with their financial planning and portfolio management needs. Raja is committed to providing high-quality service and personalized advice to clients in order to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
11/03/2011 - 12/14/2015
NATIONAL PLANNING CORPORATION (El Segundo CA)
BOTH
Issued 10/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/11/2019
Series 4 - Registered Options Principal Examination
BC
Issued 2/13/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/2/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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