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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raja? Claim Your ProfileRaja Govind Asava is a financial advisor in Traverse City, Michigan. Raja has been in the financial industry since 2001 and is currently registered with LPL Financial LLC. Raja is also a registered Investment Advisor representative in Michigan. Raja's previous employers include Sigma Financial Corporation, Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc. and H&R Block Financial Advisors, Inc. Raja holds a Series 6, 7 and 63 license and is a Series 65 and SIE licensed investment advisor. Raja has several years of experience providing financial advice and investment management services to individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/16/2023 - Present
LPL Financial LLC (TRAVERSE CITY MI)
MI
05/23/2011 - 06/16/2023
SIGMA FINANCIAL CORPORATION (TRAVERSE CITY MI)
MI
06/03/2009 - 06/06/2011
AMERIPRISE FINANCIAL SERVICES, INC. (TRAVERSE CITY MI)
MI
02/26/2002 - 05/08/2009
AMERIPRISE ADVISOR SERVICES, INC. (LANSING MI)
MI
01/05/2001 - 07/27/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 08/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/04/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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