Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raj? Claim Your ProfileRaj Shekar is an investment advisor representative at Vanguard Advisers, Inc., a firm that provides investment advisory services to a variety of clients, including individuals, corporations, investment companies, pooled investment vehicles, pension plans, and charitable organizations. Raj has been in the industry since 2000 and has a broad range of experience. Raj holds the Series 6, 7, 63, 66, 9, and 10 licenses. Raj is also registered with the states of Arizona and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
07/05/2022 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
08/26/2020 - 01/03/2022
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
AZ
01/09/2019 - 12/04/2019
CITIZENS SECURITIES, INC. (PHOENIX AZ)
AZ
02/26/2018 - 01/07/2019
TD AMERITRADE, INC. (CHANDLER AZ)
AZ
02/24/2017 - 02/26/2018
SCOTTRADE, INC. (CHANDLER AZ)
AZ
11/03/2015 - 02/17/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
08/14/2014 - 10/22/2014
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
12/19/2013 - 06/30/2014
BBVA SECURITIES INC. (SCOTTSDALE AZ)
AZ
06/17/2011 - 10/28/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
TX
03/30/2011 - 05/17/2011
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
AZ
10/31/2005 - 03/22/2011
SAGEPOINT FINANCIAL, INC. (TEMPE AZ)
AZ
08/19/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MI
04/05/2000 - 07/12/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
GA
07/23/1997 - 01/25/2000
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 02/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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