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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raj? Claim Your ProfileRaj Sharma is an investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Raj is currently registered as a broker-dealer (BC) and investment advisor representative (IA) with the state of Texas. Raj has been in the industry since November 1987 and has served clients in several states throughout the United States. Raj has earned several industry certifications and has experience with a wide variety of clients including individuals, corporations, charitable organizations, and retirement plans. Raj has been working with Merrill Lynch since August 1987.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/25/1989 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
IA
Issued 01/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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