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Raj Kumar Sinha

Raine Securities LLC

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About Raj Kumar Sinha

Raj Kumar Sinha is a financial professional with experience in the securities industry. Raj has a Series 7, Series 63, Series 79, and SIE licenses and is registered with FINRA. Raj is also registered with the states of Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Dakota, Texas, and Virginia. Raj is currently employed by Raine Securities LLC and is located in the New York, NY office.

Firm Information

Raj Sinha is currently registered with Raine Securities LLC. Raine Securities LLC is a Limited Liability Company formed in 2005. The firm is registered with the SEC and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raj Sinha’s Registration & Firm History

NY

08/07/2023 - Present

Raine Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/07/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raj Kumar Sinha.
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