Unclaimed
Raj Kumar Sinha is a financial professional with experience in the securities industry. Raj has a Series 7, Series 63, Series 79, and SIE licenses and is registered with FINRA. Raj is also registered with the states of Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Dakota, Texas, and Virginia. Raj is currently employed by Raine Securities LLC and is located in the New York, NY office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/07/2023 - Present
Raine Securities LLC (NEW YORK NY)
BC
Issued 08/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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