Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raj? Claim Your ProfileRaj Gunvantrai Rawal is a financial professional with over seven years of experience in the industry. Raj has a broad range of experience having held multiple positions within Vanguard Marketing Corp. Raj holds a variety of securities licenses including Series 6, 7, 24, 63, 99TO, and SIE. Raj currently holds a valid registration with FINRA, is a registered principal and is registered as a securities professional in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
06/02/2016 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 06/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/14/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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