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Raj Anand Vazirani

Avatar Securities, LLC

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About Raj Anand Vazirani

Raj Anand Vazirani has been working in the financial industry since 2004. Raj is currently registered with Avatar Securities, LLC, a firm based in New York, NY. Raj has also previously worked for firms such as Quad Securities LLC, Quad Capital, LLC, Deutsche Bank Securities Inc., Cantor Fitzgerald & Co., Lehman Brothers Inc., Knight Securities, L.P. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Raj holds several licenses and certifications, including the Series 3, Series 7, Series 24, Series 55, Series 57TO and Series 63.

Firm Information

Raj Vazirani is currently registered with Avatar Securities, LLC. Avatar Securities, LLC is a Limited Liability Company formed on May 14, 2008. The firm has one approved SEC registration and is currently approved.

Not reported

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raj Vazirani’s Registration & Firm History

NY

08/27/2020 - Present

Avatar Securities, LLC (NEW YORK NY)

NY

01/07/2014 - 08/17/2015

QUAD SECURITIES LLC (NEW YORK NY)

NY

03/03/2009 - 07/30/2014

QUAD CAPITAL, LLC (NEW YORK NY)

NY

03/21/2007 - 03/10/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NJ

03/03/2003 - 04/17/2007

CANTOR FITZGERALD & CO. (SUMMIT NJ)

NY

03/19/2001 - 03/07/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

NJ

02/24/1999 - 02/06/2001

KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)

NY

09/01/1998 - 09/21/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/31/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2007

Series 24 - General Securities Principal Examination

BC

Issued 08/27/2020

Series 57TO - Securities Trader Exam

BC

Issued 07/28/2020

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2002

Series 3 - National Commodity Futures Examination

BC

Issued 04/01/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/28/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Raj Anand Vazirani.
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