Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rainy? Claim Your ProfileRainy Xiao Murphy is a financial professional with over 7 years of experience in the industry. Rainy is currently registered with Mizuho Securities USA LLC and has previously been affiliated with BMO Capital Markets Corp. and Lord Abbett Distributor LLC. Rainy holds the Series 7, Series 66, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/02/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/19/2016 - 04/29/2022
BMO CAPITAL MARKETS CORP. (New York NY)
NJ
12/05/2013 - 07/13/2015
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 12/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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