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Rainer Martin Schlichtherle

Northwestern Mutual Investment Services, LLC

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About Rainer Martin Schlichtherle

Firm Information

Rainer Schlichtherle is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

3901 WESTERRE PKWY

RICHMOND, VA 23233

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Rainer Schlichtherle’s Registration & Firm History

VA

07/21/1999 - Present

Northwestern Mutual Investment Services, LLC (RICHMOND VA)

WI

07/02/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MA

01/01/1998 - 07/14/1999

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NA

06/07/1993 - 01/01/1998

NATIONSSECURITIES

MA

04/06/1992 - 06/07/1993

NATIONSBANC SECURITIES, INC. (BOSTON MA)

NY

01/01/1992 - 04/06/1992

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

NA

11/16/1987 - 01/01/1992

SOVRAN INVESTMENT CORPORATION

NA

10/14/1985 - 10/30/1987

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

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Licenses & Designations

IA

Issued 10/23/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/5/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 6/29/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 6/23/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/19/1986

Series 7 - General Securities Representative Examination

BC

Issued 10/5/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rainer Martin Schlichtherle.
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