Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rain? Claim Your ProfileRain Qin is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Rain is registered to provide investment advice in California and Texas. Rain is also registered as a Broker/Dealer in nine states. Rain holds the Series 7TO, Series 66 and the SIE securities licenses. Rain has been in the financial services industry since 2012 and has worked for East West Bank, Bank of America and Merrill Lynch, Pierce, Fenner & Smith Inc. Rain offers a range of financial advisory services including performance measurement reports, allocation modeling, IPS, research reports and services, pension consulting, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DIAMOND BAR CA)
BOTH
Issued 05/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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