Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rahul? Claim Your ProfileRahul Mathur is a financial professional with over 15 years of experience in the financial services industry. Rahul is currently registered with Commerz Markets LLC and holds Series 7 and 63 licenses as well as the SIE exam. Rahul has a strong background in securities, having previously worked with HSBC Securities (USA) Inc., Credit Agricole Securities (USA) Inc. and Deutsche Bank Securities Inc. Rahul is registered in all states and can provide investment advice and services to clients nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/08/2020 - Present
Commerz Markets LLC (NEW YORK NY)
NY
05/11/2010 - 02/26/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
03/23/2009 - 04/21/2010
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
10/17/2005 - 01/07/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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