Unclaimed
Rahul Balani is a financial professional registered with the state of California and FINRA. Rahul is affiliated with Houlihan Lokey Capital, Inc., a firm that specializes in investment banking. Rahul has been in the industry since September 25, 2020 and has a Series 63, Series 79TO and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/06/2020 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 08/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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