Unclaimed
Rahul Katoria is a financial professional with over 13 years of experience in the industry. Rahul is currently registered with Moelis & Co. LLC in Texas and New York. Rahul holds the Series 7, Series 66, and Series 79TO licenses as well as the SIE exam. Rahul began their career in July of 2009 and has been with Moelis & Co. LLC since that time.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/28/2009 - Present
Moelis & Co. LLC (HOUSTON TX)
BOTH
Issued 08/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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