Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rahul? Claim Your ProfileRahul Halwasiya is a financial advisor at B. Riley Wealth Management with over 16 years of experience in the financial services industry. Rahul has been registered with the Financial Industry Regulatory Authority (FINRA) since 2008 and is licensed to provide financial services in multiple states across the United States. Rahul holds the Series 66, Series 7 and SIE licenses. Rahul has a strong track record of helping clients achieve their financial goals. Prior to joining B. Riley Wealth Management, Rahul worked at National Securities Corporation and VFinance Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/28/2022 - Present
B. Riley Wealth Management (Miami FL)
FL
08/08/2012 - 07/22/2022
NATIONAL SECURITIES CORPORATION (Miami FL)
FL
07/20/2009 - 12/19/2012
VFINANCE INVESTMENTS, INC (MIAMI FL)
FL
03/12/2008 - 07/24/2009
AURA FINANCIAL SERVICES, INC. (MIAMI FL)
BOTH
Issued 04/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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