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Rahul Dinesh Dani

Smbc Nikko Securities America, Inc.

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About Rahul Dinesh Dani

Rahul Dani is a securities professional with over 15 years of experience in the financial services industry. Rahul has a strong background in investment banking and has held positions at prominent firms such as Natixis Securities Americas LLC, Barclays Capital Inc., and Deutsche Bank Securities Inc. Rahul is currently registered with Smbc Nikko Securities America, Inc. as a General Securities Representative.

Firm Information

Rahul Dani is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rahul Dani’s Registration & Firm History

NY

10/20/2021 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

04/15/2014 - 04/08/2021

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

06/23/2010 - 02/26/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/25/2006 - 06/16/2010

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Rahul Dinesh Dani.
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