Unclaimed
Rahul Dani is a securities professional with over 15 years of experience in the financial services industry. Rahul has a strong background in investment banking and has held positions at prominent firms such as Natixis Securities Americas LLC, Barclays Capital Inc., and Deutsche Bank Securities Inc. Rahul is currently registered with Smbc Nikko Securities America, Inc. as a General Securities Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/20/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/15/2014 - 04/08/2021
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
06/23/2010 - 02/26/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/25/2006 - 06/16/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Rahul Dani is the right advisor for you? Invested Better is here to help.