Unclaimed
Rahul Dilip Shah is a registered representative with Mizuho Securities USA LLC. Rahul is licensed to sell securities in all 50 states as well as Puerto Rico. Rahul Shah has been active in the securities industry since February 18, 2022 and is based out of the New York, New York office of Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/19/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 11/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/19/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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