Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rahul? Claim Your ProfileRahul Bala is a financial professional with over 9 years of experience in the securities industry. Rahul is currently registered with Santander US Capital Markets LLC and holds a Series 79 license, a Series 24 license, and a Series 63 license. Previously, Rahul was registered with RBC Capital Markets, LLC and Citigroup Global Markets Inc. Rahul's primary area of expertise is in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/23/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/13/2021 - 01/13/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/25/2013 - 10/04/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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