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Rahsaan Gerrod Stroman

ING Financial Markets LLC

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About Rahsaan Gerrod Stroman

Rahsaan Gerrod Stroman is a financial professional with over 19 years of experience in the financial industry. Rahsaan is currently registered with ING Financial Markets LLC as a Series 7, Series 24, and Series 66 licensed professional. Rahsaan has previously held positions at CREDIT SUISSE SECURITIES (USA) LLC, BESSEMER INVESTOR SERVICES, INC., E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, and CITIGROUP GLOBAL MARKETS INC.

Firm Information

Rahsaan Stroman is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rahsaan Stroman’s Registration & Firm History

NY

09/01/2017 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

07/25/2016 - 09/13/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/10/2009 - 06/22/2016

BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)

NJ

07/17/2008 - 10/26/2009

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NJ

07/01/2008 - 10/26/2009

E*TRADE CLEARING LLC (JERSEY CITY NJ)

NY

05/01/2007 - 03/28/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/23/2003 - 05/29/2007

CITICORP INVESTMENT SERVICES (NEW YORK NY)

NY

04/03/2007 - 04/13/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/14/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/22/2021

Series 14 - Compliance Officer Examination

BC

Issued 09/15/2008

Series 4 - Registered Options Principal Examination

BC

Issued 10/15/2003

Series 24 - General Securities Principal Examination

BC

Issued 11/25/2019

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rahsaan Gerrod Stroman.
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