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Raghuram Vellanki

SG Americas Securities, LLC

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About Raghuram Vellanki

Raghuram Vellanki is a financial professional with experience in the securities industry. Raghuram is currently registered with SG Americas Securities, LLC, a firm based in New York, NY. Raghuram previously worked at BMO Capital Markets Corp. in New York, NY. Raghuram holds the Series 63, SIE, and Series 79TO licenses. Raghuram is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states.

Firm Information

Raghuram Vellanki is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raghuram Vellanki’s Registration & Firm History

NY

12/06/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

05/14/2021 - 07/20/2023

BMO CAPITAL MARKETS CORP. (New York NY)

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Licenses & Designations

BC

Issued 06/22/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raghuram Vellanki.
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