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Raghuram Selvaraju

H.c.wainwright & CO., LLC

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About Raghuram Selvaraju

Raghuram Selvaraju is a financial professional with over 15 years of experience in the industry. He currently holds a Series 7, Series 63, Series 86 and Series 87 license. Raghuram is registered with H.c.wainwright & Co., LLC in New York. Raghuram was previously registered with MLV & CO. LLC, AEGIS CAPITAL CORP., MORGAN JOSEPH TRIARTISAN LLC, NOBLE INTERNATIONAL INVESTMENTS, INC., HAPOALIM SECURITIES USA, INC. and RODMAN & RENSHAW, LLC.

Firm Information

Raghuram Selvaraju is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raghuram Selvaraju’s Registration & Firm History

NY

08/04/2015 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

12/17/2014 - 07/31/2015

MLV & CO. LLC (NEW YORK NY)

NY

03/12/2012 - 11/17/2014

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

04/04/2011 - 03/13/2012

MORGAN JOSEPH TRIARTISAN LLC (NEW YORK NY)

NY

05/17/2010 - 04/25/2011

NOBLE INTERNATIONAL INVESTMENTS, INC. (NEW YORK NY)

NY

01/12/2009 - 05/28/2010

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

NY

12/15/2005 - 12/15/2008

RODMAN & RENSHAW, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/29/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/20/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/14/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Raghuram Selvaraju. Review regulatory record here.
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