Unclaimed
Raghav Shankar is a financial professional with a strong background in investment banking. He holds a Series 63, Series 79TO, and SIE licenses and is currently registered with the Financial Industry Regulatory Authority (FINRA) in the state of New York. Raghav Shankar is a registered representative of Commerz Markets LLC, a firm with a strong reputation in the financial industry. Raghav Shankar's previous experience includes a role at ING Financial Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2024 - Present
Commerz Markets LLC (NEW YORK NY)
NY
11/14/2022 - 03/15/2024
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BC
Issued 12/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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