Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafiq? Claim Your ProfileRafiq Wiley is a financial advisor with over 20 years of experience in the industry. Rafiq is currently registered with Osaic Institutions, Inc. and has been with the firm since March 7, 2023. Prior to joining Osaic Institutions, Inc., Rafiq held positions at several other firms, including MML INVESTORS SERVICES, LLC, PLANMEMBER SECURITIES CORPORATION, and FARMERS FINANCIAL SOLUTIONS, LLC. Rafiq holds several licenses and designations, including Series 6, 7, 63, 65, and 53. Rafiq specializes in providing financial planning and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/07/2023 - Present
Osaic Institutions, Inc. (Studio City CA)
CA
05/13/2019 - 02/11/2020
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
03/07/2014 - 05/20/2019
PLANMEMBER SECURITIES CORPORATION (NORTH HOLLYWOOD CA)
CA
10/12/2012 - 12/10/2013
FARMERS FINANCIAL SOLUTIONS, LLC (PASADENA CA)
CT
01/20/2010 - 08/20/2012
INVEST FINANCIAL CORPORATION (NORWALK CT)
CT
04/24/2008 - 12/31/2009
CADARET, GRANT & CO., INC. (STAMFORD CT)
CT
02/20/2007 - 05/05/2008
INVEST FINANCIAL CORPORATION (NORWALK CT)
CT
08/22/2005 - 02/12/2007
AXA ADVISORS, LLC (HAMDEN CT)
MA
02/10/2004 - 07/01/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
OH
09/29/2003 - 01/27/2004
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
CT
07/11/2001 - 01/30/2003
SAGE DISTRIBUTORS, INC. (STAMFORD CT)
CT
05/25/1999 - 05/09/2001
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
IA
Issued 03/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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