Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafi? Claim Your ProfileRafi Khan is a financial professional with over 20 years of experience in the industry. Rafi has a strong background in securities and has worked for reputable firms such as Citigroup Global Markets Inc. and Deutsche Bank Securities Inc. Rafi is a Series 3, 4, 7, and 63 licensed professional. Currently, Rafi is a Registered Representative with Deutsche Bank Securities Inc., serving clients in New York and New Jersey. Rafi's firm is a leading provider of financial services, offering a wide range of products and services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
03/24/2005 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
10/22/2002 - 03/31/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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