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Rafi Joharjian

National Financial Services LLC

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About Rafi Joharjian

Rafi Joharjian is a financial professional with experience in the industry since 2010. Rafi is currently registered with National Financial Services LLC. Rafi holds the Series 7, Series 99, and SIE licenses. In the past, Rafi was also employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated and National Financial Services LLC.

Firm Information

Rafi Joharjian is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rafi Joharjian’s Registration & Firm History

RI

11/19/2014 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

04/24/2014 - 07/25/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)

RI

09/17/2009 - 10/01/2013

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rafi Joharjian.
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