Unclaimed
Rafi Joharjian is a financial professional with experience in the industry since 2010. Rafi is currently registered with National Financial Services LLC. Rafi holds the Series 7, Series 99, and SIE licenses. In the past, Rafi was also employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated and National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/19/2014 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
04/24/2014 - 07/25/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
09/17/2009 - 10/01/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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