Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rafi? Claim Your ProfileRafi Nazarian is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Rafi has been in the industry since March 11, 2011 and currently holds registrations in California and Texas. Rafi has held prior registrations with Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Rafi holds the Series 66, Series 7, and SIE securities licenses. Rafi has a total of 7 active state registrations and has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/11/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BREA CA)
CA
12/12/2019 - 07/18/2022
WELLS FARGO CLEARING SERVICES, LLC (COSTA MESA CA)
PA
11/23/2010 - 06/18/2018
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
CA
05/22/2009 - 10/12/2010
WELLS FARGO INVESTMENTS, LLC (BEVERLY HILLS CA)
BOTH
Issued 07/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rafi Nazarian is the right advisor for you? Invested Better is here to help.
