Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffie? Claim Your ProfileRaffie Sarkis Markarian is a financial professional with over 23 years of experience in the industry. Raffie is currently registered with Wells Fargo Securities, LLC, and has held previous positions with HSBC Securities (USA) Inc., Barclays Capital Inc., UBS Financial Services Inc., Advantage Capital Corporation, FSC Securities Corporation, Royal Alliance Associates, Inc. and Quick & Reilly, Inc. Raffie is also licensed as a Registered Options Principal, General Securities Sales Supervisor, and Securities Trader. Raffie has expertise in a variety of areas, including securities, options, and commodities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/15/2018 - Present
Wells Fargo Securities, LLC (New York NY)
NY
12/18/2014 - 05/09/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
07/18/2005 - 11/25/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NJ
02/13/2002 - 07/29/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
GA
09/21/2001 - 02/14/2002
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
09/21/2001 - 02/14/2002
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/28/2000 - 02/12/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/23/1999 - 05/03/2000
QUICK & REILLY, INC. (NEW YORK NY)
BC
Issued 11/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2005
Series 4 - Registered Options Principal Examination
BC
Issued 12/04/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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