Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffi? Claim Your ProfileRaffi Kardzair is a financial advisor with over 25 years of experience in the industry. Raffi has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since April 2016. Prior to that, Raffi was employed at Charles Schwab & Co., Inc. Raffi has a wide range of experience in the financial services industry, including securities, commodities, and investment advisory services. Raffi holds a number of licenses and certifications, including Series 3, 4, 7, 9, 10, 24, 63, and 66. Raffi is also registered in a number of states, including California, Texas, and others. Raffi has a strong commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/13/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ENCINO CA)
CA
04/15/2002 - 04/22/2016
CHARLES SCHWAB & CO., INC. (ENCINO CA)
NY
03/27/2001 - 01/30/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
07/18/1997 - 02/28/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 08/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2015
Series 24 - General Securities Principal Examination
BC
Issued 07/15/2013
Series 4 - Registered Options Principal Examination
BC
Issued 08/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Raffi Kardzair is the right advisor for you? Invested Better is here to help.
