Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffi? Claim Your ProfileRaffi Dawson is a securities professional with over 15 years of experience in the financial industry. Currently, Raffi is a Registered Representative at Smbc Nikko Securities America, Inc. in New York, NY, where Raffi has been registered since December 2022. Prior to joining Smbc Nikko Securities America, Inc., Raffi worked as a Registered Representative at Mizuho Securities USA LLC in New York, NY, and at GE Capital Markets, Inc. in Norwalk, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/09/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/02/2016 - 10/30/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
CT
10/09/2007 - 09/17/2010
GE CAPITAL MARKETS, INC. (NORWALK CT)
BC
Issued 02/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Raffi Dawson is the right advisor for you? Invested Better is here to help.
