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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raffi? Claim Your ProfileRaffi Tutuyan is a financial advisor who has been in the industry since 2000. Raffi is currently registered with Stifel Independent Advisors, LLC and has a series 7, series 63, and series 65 license. Raffi has been a Registered Representative with Wells Fargo Advisors Financial Network, LLC since 2018. Prior to that, Raffi worked at AXA Advisors, LLC. Raffi specializes in financial planning, pension consulting, and portfolio management. Raffi also provides educational seminars and helps clients select other advisors when needed. Raffi focuses on providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/16/2024 - Present
Stifel Independent Advisors, LLC (WOODLAND HILLS CA)
CA
02/28/2018 - 04/20/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WOODLAND HILLS CA)
CA
06/14/2011 - 02/26/2018
AXA ADVISORS, LLC (LOS ANGELES CA)
CA
02/06/2002 - 03/01/2011
WITENBERG INVESTMENT COMPANIES, INC. (BEVERLY HILLS CA)
NY
01/02/2001 - 09/28/2001
WAGNER STOTT BEAR SPECIALISTS LLC (NEW YORK NY)
NY
10/01/2000 - 01/02/2001
HUNTER SPECIALISTS, LLC (NEW YORK NY)
IA
Issued 03/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2006
Series 4 - Registered Options Principal Examination
BC
Issued 11/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/27/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/22/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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